Training Events (LIVE)

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    • 26 Jul 2018
    • 1:00 PM - 2:30 PM
    • Webinar: TIME ZONE : EST
    Register

    Richard A. Naegele, Esq.

     Fellow, American College of Employee Benefits Counsel
    Attorney at Law


    Title: Is Your Retirement Plan Really Safe? Creditor Protection of Retirement Plan Assets. Overview: An analysis of the treatment of retirement plan and IRA assets in bankruptcy and in non-bankruptcy creditor claims.


    Fee: $29 for nonmembers . Free for members

    Target Audience: Financial Advisors | Tax professionals | Financial professionals, including the staff at Credit Unions, Banks, Brokerage Firms and other financial institutions




    NO PRE-APPROVED CE CREDITS. YOU MAY CHECK WITH YOUR EDUCATIONAL ORGANIZATION FOR CE ELIGIBILITY


    Overview: An analysis of the treatment of retirement plan and IRA assets in bankruptcy and in non-bankruptcy creditor claims.

    Dial in from your desk, a conference room or your home.

    Topics covered
    • BAPCPA / U.S. Bankruptcy Code: Key points for retirement plan assets;
    • Determination of the tax-qualified status of Plan;
    • "Opt out" states and exception to the bankruptcy code anti-stacking rule;
    • Inherited IRAs;
    • ERISA and IRC anti-alienation rules;
    • IRS Tax Levies;
    • U.S. Supreme Court cases;
    • IRAs in bankruptcy;
    • IRAs in non-bankruptcy creditor actions;
    • Treatment of IRAs with prohibited transaction;
    • Chart with state-by-state analysis of IRAs as exempt property.


    Fee:
    • $29.00
    • Free if you have a Gold current consulting membership

    100% satisfaction guarantee: If you are not satisfied with the webinars and want a refund, just let us know. We will refund your payment, no questions asked.

    Space is limited: Sign up now to reserve your spot.

    If you are unable to attend , you will be given access to the recorded version.

    Please see our cancellation policy herehttp://iraeducationcenter.com/page-1836478  

    Handout: A Copy of the PowerPoint Deck

     

    SPACE IS LIMITED. REGISTER NOW AND RESERVE YOUR SPOT

    • 10 Aug 2018
    • 12:00 PM - 3:00 PM
    • Private event

    Program Name: Appleby’s Guide to Avoiding the Top 10 IRA Distribution Mistakes

    Overview

    Distributions from retirement accounts is inevitable, and distributions can be taxable. However, the tax code includes provisions that can be taken to minimize income taxes that would be due on retirement account assets and avoid penalties. Being aware of these provisions is the first step to taking advantage of these tax benefits. Of course, understanding the steps that should be taken is equally as important.

    Major Topics

    • What is an early distribution?
    • Rollover eligibility for distributions
    • How to determine when the required minimum distribution rules apply
    • Choosing the ‘right’ distribution option for a spouse beneficiary
    • Qualified Roth IRA distributions
    • Net unrealized appreciation and other considerations for distributions from employer plans
    • Required minimum distributions for account owners
    • Required minimum distributions for inherited accounts

    Learning objectives
     

    • To learn how to identify early distributions.
    • To leaner how to determine the taxability of distributions.
    • To learn how to determine whether distributions can result in avoidable penalties.
    • To be able to understand the different penalty exceptions that apply to different types of retirement plans.
    • To understand how beneficiaries can avoid unintended tax consequences from unintentional distributions.
    To learn how to identify opportunities for tax reduction strategies for distributions from employer-sponsored plans.
    • 15 Aug 2018
    • https://www.allstartax.com/course-details?sku=ROLL-2018-01-BDCST-227-01

    New Planning Strategies for Retirement Account Rollovers and Transfers

    Panelists

    Denise Appleby, APA, CISP, CRPS, CRC, Claudia Hill, EA, Michael J. Tucker, CPA, LL.M. (moderator)
    • Credits 3
    • Level Intermediate
    • Field of Study Taxes

    Click here to register

    Overview

    The rules relating to IRAs and retirement accounts generally are quite complicated, so the importance of tax professionals giving accurate advice is critical. When it comes to rollovers and transfers of IRAs and qualified plans, every statutory word is significant. The panel of experts will take tax practitioners through this complex topic, offering planning strategies to avoid and mitigate mistakes. This program is designed for any tax professional who has clients with IRAs and qualified plans.     

    Major Topics:

    • Differences between retirement account transfers and rollovers  
    • Transferring funds from one deferred account to another
    • What to do when a client inherits an IRA or qualified plan
    • Avoiding the 10% penalty on certain early distributions from IRAs and qualified plans
    • Roth IRA conversions, rollovers and distributions
    • How to avoid and correct rollover mistakes
    • Net unrealized appreciation (NUA)
    • Avoiding double taxation and getting relief from the early distribution penalty and excise taxes
    • Required minimum distributions

    Learning Objectives

    Help clients with rollovers and transfers so as to make them tax efficient and avoid mistakes and IRS penalties

    Designed For

    Any tax practitioner wishing to understand how to help clients with retirement planning and IRA rollovers and transfers

    Prerequisite

    A basic understanding of individual income tax rules

    Advanced Preparation

    None

    IRS Approved

    Yes

    CFP Approved

    Yes

    CLE Approved

    Varies by state. Click here for details

    • 23 Aug 2018
    • https://www.allstartax.com/course-details?sku=ROLL-2018-01-BDCST-227-01

    New Planning Strategies for Retirement Account Rollovers and Transfers

    Panelists

    Denise Appleby, APA, CISP, CRPS, CRC, Claudia Hill, EA, Michael J. Tucker, CPA, LL.M. (moderator)
    • Credits 3
    • Level Intermediate
    • Field of Study Taxes

    Click here to register

    Overview

    The rules relating to IRAs and retirement accounts generally are quite complicated, so the importance of tax professionals giving accurate advice is critical. When it comes to rollovers and transfers of IRAs and qualified plans, every statutory word is significant. The panel of experts will take tax practitioners through this complex topic, offering planning strategies to avoid and mitigate mistakes. This program is designed for any tax professional who has clients with IRAs and qualified plans.     

    Major Topics:

    • Differences between retirement account transfers and rollovers  
    • Transferring funds from one deferred account to another
    • What to do when a client inherits an IRA or qualified plan
    • Avoiding the 10% penalty on certain early distributions from IRAs and qualified plans
    • Roth IRA conversions, rollovers and distributions
    • How to avoid and correct rollover mistakes
    • Net unrealized appreciation (NUA)
    • Avoiding double taxation and getting relief from the early distribution penalty and excise taxes
    • Required minimum distributions

    Learning Objectives

    Help clients with rollovers and transfers so as to make them tax efficient and avoid mistakes and IRS penalties

    Designed For

    Any tax practitioner wishing to understand how to help clients with retirement planning and IRA rollovers and transfers

    Prerequisite

    A basic understanding of individual income tax rules

    Advanced Preparation

    None

    IRS Approved

    Yes

    CFP Approved

    Yes

    CLE Approved

    Varies by state. Click here for details

    • 18 Sep 2018
    • 12:00 PM - 3:00 PM
    • Private event

    Program Name: Appleby’s Top 20 Effective Strategies for Avoiding RMD Mistakes and Penalties  

    Overview

    Required minimum distribution (RMD) must begin for the year in which the account owner reaches age 70½, unless an exception applies. Failure to comply with the RMD rules will result in the account owner owing the IRS a 50% excess accumulation penalty on any RMD shortfall. RMDs must also be taken from inherited accounts, and the process for determining RMDs for these accounts are more complex than those that apply to RMDs for non-inherited accounts. Interested parties must understand the compliance requirements that apply to RMDs, to be able to assist in ensuring that penalties are avoided.

    Major Topics

    • The definition of a required minimum distribution
    • The types of accounts that are subject to the required minimum distribution rules
    • The parties that are are subject to the required minimum distribution rules
    • The process for calculating required minimum distribution
    • Exceptions and special considerations for required minimum distributions
    • Rollover and transfer rules in an RMD year
    • The various responsibilities for interested parties
    • Qualified charitable distributions

    Learning objectives

    • To understand how to define an RMD.
    • To understand how RMDs are calculated.
    • To understand how to identify the individuals and accounts that are subject to the RMD rules.
    • To learn about the mistakes that can occur, how to avoid such mistakes, and how to correct them where possible.
    • 29 Oct 2018
    • 12:00 PM - 3:00 PM
    • Private event

    Program Name: Appleby’s Guide to the Early Distribution Penalty Exceptions for Distributions from Retirement Accounts 

    Overview

    Distributions from retirement accounts that occur before the account owner reaches age 59½ are subject to a 10% additional tax, unless an exception applies.

    Eligibility for any of these exceptions is determined by several factors, including the type of account from which the distribution is made.  Making a wrong move can result in a retirement account owner losing eligibility for an exception. In some cases, exceptions can only be claimed through proper reporting on the individual's tax return.

    Major Topics

    • ·         Early distribution penalty
    • ·         Exceptions to the age 59½ rule
    • ·         Substantially equal periodic payments
    • ·         Exceptions by plan/account type
    • ·         Transfer and rollover rules and their effects on qualifications for the exceptions
    • ·         Claiming the exception when an IRA custodian's tax reporting shows no exception
    • ·         The rules that apply to the different exceptions

    Learning objectives

    • ·         To be able to identify distributions that might be subject to the 10% early distribution penalty.
    • ·         To ensure that clients who qualified for the exceptions do not pay the 10% early distribution penalty because of conflicting tax reporting by IRA custodians and plan trustees.
    • ·         To understand the tax reporting requirements that apply to early distributions.
    • ·         To determine suitability for the substantially equal periodic payment program.
    • 05 Nov 2018
    • 12:00 PM - 3:00 PM
    • Private event

    Program Name:  Appleby’s Top 10 Factor for Choosing Between a SEP IRA and a SIMPLE IRA 

    Overview

    SEP IRAs and SIMPLE IRA plans are easy to establish and operate and have little administrative cost. They are also easy to communicate to employees and are often considered to be ideal starter plans for small businesses. Both plans have competing and similar features and benefits that would make them suitable for the small business.

    Major Topics

    • The features and benefits of SEP IRAs and SIMPLE IRAs
    • Documentation requirements for SEP IRAs and SIMPLE IRAs
    • Identifying suitable businesses
    • Contribution rules
    • Notification requirements
    • Terminating a SEP or SIMPLE IRA

    Learning objectives

    • To learn the operational and compliance requirements fort SEP IRAs and SIMPLE IRAs.
    • To learn how to determine the contribution requirements and limits for SEP IRAs and SIMPLE IRAs.
    • To learn how to establish SEP IRAs and SIMPLE IRAs.
    • To learn how to communicate SEP IRAs and SIMPLE IRAs, in accordance with regulatory requirements. 
    • 12 Dec 2018
    • 12:00 PM - 3:00 PM
    • Private event

    Overview

    Years of savings in an IRA or other tax deferred retirement account can be lost to avoidable income tax, IRS penalties and poor tax planning. In many cases, these costs can be avoided by following the provisions in the Internal Revenue Code, IRS regulations and other IRS guidance. These sources, however, are often very complex and can be easily overlooked or misunderstood. This webinar covers 20 tax saving tips that can help account owners avoid pitfalls that frequently cost them a great deal of money.

    Major Topics:

    • One per 12 month rollover rule
    • Rollover tips and traps
    • Options for spousal beneficiaries
    • Net unrealized appreciation
    • Required minimum distributions
    • Roth IRA conversions, recharacterizations and reconversions
    • Pre-age 59 ½ distributions including Form 5329
    • IRA beneficiary related issues and disclaimers

    Learning Objectives

    • Identify and address many commonly encountered issues associated with IRAs

    Designed for:

    Tax advisors counseling clients with IRAs

    Prerequisite:

    A basic understanding of individual income tax

    Advanced Preparation:

    None

Past events

17 Jul 2018 Guide to the Fundamental Rules of Tax-Free Roth 401(k)s
28 Jun 2018 Leveraging the Social Security Claiming Decision to Uncover Opportunities to Bring Value to Your Clients and Prospects
11 Jun 2018 Top 20 Roth Rules to Tax Free Retirement Income Through Roth Accounts
31 May 2018 Beneficiary Options for IRAs and Employer Sponsored Retirement Plans:-Designations, Distributions and Avoiding Traps
15 May 2018 Guide to Avoiding Tax Traps for Beneficiary Distributions from IRAs and Employer-Sponsored Retirement Plans
19 Apr 2018 Rollover Strategies: Rules, Limitations and Exceptions for Retirement Plans and IRAs
22 Nov 2017 20 Essential IRA Tips for Saving Taxes and Avoiding Penalties (IRAS)- Surgent
02 Oct 2017 20 Essential IRA Tips for Saving Taxes and Avoiding Penalties (IRAS)- Surgent
24 Sep 2017 Distribution, rollover and beneficiary tax planning for defined contribution plans and IRAs
24 Sep 2017 Distribution, rollover and beneficiary tax planning for defined contribution plans and IRAs
31 Aug 2017 Lunch and Learn IRA Techniques with Denise Appleby: August to December 2017
09 Aug 2017 What Tax Practitioners Should Know about Required Minimum Distributions from IRAs and Qualified Plans - Edward Jones
01 Aug 2017 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)-through Surgent
19 Jan 2017 SUBSTANTIALLY EQUAL PERIODIC PAYMENTS (SEPP)/72(t) DISTRIBUTIONS
12 Dec 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
08 Dec 2016 Three Critical Roth Conversion Rules Every Advisor Should Know
06 Dec 2016 FREE Webinar-IRA Year-End Reminders, Updates and Open IRA-Forum
24 Nov 2016 401(k) Plans for Small Business Owners (SBO-K)- Key Reminders
17 Nov 2016 Effective Strategies for Avoiding RMD Mistakes and Penalties
10 Nov 2016 Roth 401(k)s - Fundamentals of Designated Roth Accounts (DRA)s
27 Oct 2016 Rollovers Strategies for Asset Consolidation in retirement accounts : Rules, Limitations and Exceptions for IRAs and other retirement accounts
20 Oct 2016 “Rollovers and Transfers for Employer Plans and IRAs: Before and after death legalities and practical tips"
29 Sep 2016 IRA 4th QTR Reminders, Updates and Open IRA-Forum
18 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
10 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
01 Aug 2016 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
14 Jul 2016 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
24 Jun 2016 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
23 Jun 2016 The New Fiduciary Rules: How They Affect Financial Advisors
23 May 2016 Ins and Outs of Self-Directed IRAs (IOSD)
11 May 2016 Rules for Contributing to Multiple Retirement Plans
04 Apr 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
23 Mar 2016 Tax Planning Tips and Solutions for IRA and Small Business Owners
07 Dec 2015 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
19 Nov 2015 IRA Year-End Reminders, Updates and Open IRA-Forum
13 Nov 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
02 Nov 2015 Surgent's Guide to What You Need to Know About Roth IRA's (RIRA)
28 Oct 2015 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
22 Oct 2015 Simplifying Self-Directed IRAs for You and Your Clients
24 Sep 2015 The Top 5 Roth Conversions and Recharacterization Rules
17 Sep 2015 Ins and Outs of Self-Directed IRAs (IOSD)
16 Sep 2015 All-Star Tax Series -IRAs from A to Z: What Tax Practitioners Need to Know (IRAZ)
27 Aug 2015 The Top Ten SIMPLE IRA Rules
31 Jul 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
21 Apr 2015 Beneficiary Options for IRAs and Employer Sponsored Retirement Plans - Designations, Distributions and Avoiding Traps
07 Apr 2015 An Introduction to rollover and transfers rules for Retirement Accounts
17 Mar 2015 Tax Planning Tips and Solutions for IRA and Small Business Owners
21 Jan 2015 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
17 Dec 2014 Taxation of Traditional IRAs and Roth IRAs
10 Dec 2014 FREE IRA Year-End Updates and Open IRA-Forum
19 Nov 2014 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
12 Nov 2014 Traditional IRA Distributions: Optional, Required, Penalties
22 Oct 2014 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
24 Sep 2014 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
10 Sep 2014 ROTH CONVERSIONS AND RECHARACTERIZATIONS
20 Aug 2014 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
16 Oct 2013 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
18 Sep 2013 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
09 Sep 2013 ROTH CONVERSIONS AND RECHARACTERIZATIONS
23 Jan 2013 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
20 Nov 2012 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
16 Oct 2012 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
18 Sep 2012 ROTH CONVERSIONS AND RECHARACTERIZATIONS
07 Aug 2012 SIMPLE IRAs Simplified
05 Mar 2012 Webinar: SEPP-72(t) Distributions- An overview

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Fax: 888-524-3120

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