Training Events (LIVE)

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If you would like Denise to provide training on-site for your staff, please contact us

Thank you.

    • 01 Aug 2017
    • 10:00 AM - 12:00 PM
    • https://www.surgentcpe.com/webinar-product-details/GMOI-2017-01-WEBNR-213-01

    Presented By

    • Mike Tucker, Ph.D., LL.M., J.D., CPA
    • Denise Appleby, APA, CISP, CRPS, CRC

    2 CE Credits

    Overview

    The ability to advise clients about the tax consequences of taking distributions from IRAs and qualified plans is invaluable to a tax practitioner. This is particularly valuable for those practitioners who advise clients about making withdrawals from their retirement accounts before reaching age 59 ½. If you attend, you will learn about the consequences of taking “early” distributions from retirement accounts, and the benefits of taking substantially equal periodic payments and associated tax consequences.

    Major Topics:

    • The general tax rules regarding IRA distributions to owners
    • When and how an IRA owner can tap his or her IRA early with no penalties  by receiving substantially equal periodic payments from such accounts
    • The tax treatment of substantially equal periodic payments.
    • Penalties for failure to substantially equal periodic payments for the minimum required period
    • How the payment amount is calculated

     

    Learning Objectives

    • Advise clients with respect to the tax rules relating to taking substantially equal periodic payments from their IRAs
    • Assist clients who wish to take substantial equal periodic payments from their IRAs to make sure that the distribution has the intended tax consequences and characteristics

    This webinar is offered by Surgent. Please click here to register

    • 09 Aug 2017
    • 19 Sep 2017
    • 4 sessions
    • https://www.allstartax.com/course-details?sku=RMDQ-2017-01-BDCST-221-01

    The All-Star Tax Series - Sponsored by Edward Jones

    Panelists:

    Denise Appleby, CISP, CRC, CRPS, CRSP, APA , Michael E. Callahan, EA, CPC, FSPA, RMA, Jeffrey L. Jacobs, Esq., Michael J. Tucker, JD, CPA (moderator)
    • Credits 3
    • Level Intermediate 
    • Field of Study Taxes

    Visit for broadcast times https://tinyurl.com/ycv6yfdh

    Overview

    Tax professionals must often advise their clients regarding all aspects of required minimum distributions (RMDs) from IRAs and qualified plans. This program includes a comprehensive discussion of all aspects of RMDs from IRAs and qualified plans, including RMDs made to account owners and to designated and non-designated beneficiaries. Questions concerning RMDs regularly occur  in practice, and are so often answered incorrectly by tax practitioners and financial advisors, that both groups can benefit immensely from this program.

    Major Topics:

    • When an IRA or qualified plan owner or beneficiary must take an RMD
    • Special options for spousal beneficiaries of IRAs and qualified plans
    • Calculating RMDs for designated and non-designated beneficiaries
    • RMDs in the year of an account owner’s death and subsequent years
    • How RMDs are taxed, including the penalty for not taking the correct RMD
    • The required beginning date for IRAs and qualified plans
    • Taking RMDs when the taxpayer has multiple IRA and/or qualified plan accounts
    • Using rollovers to a current employer’s qualified plan to avoid RMDs

    Learning Objectives

    • Advise clients regarding the timing and amount of required minimum distributions from both IRAs and qualified plans. 
    • Advise regarding the timing and amount of required minimum distributions for account owners, designated beneficiaries, spousal beneficiaries and non-designated beneficiaries

    Register here https://www.allstartax.com/fa/course-details?sku=RMDQ-2017-01-BDCSW-221-01

    • 31 Aug 2017
    • 30 Nov 2017
    • 4 sessions
    • Webinar: TIME ZONE : EST

    Lunch and Learn IRA Techniques With:  Denise  Appleby  


    Target Audience: Financial Advisors | Tax professionals | Financial professionals, including the staff at Credit Unions, Banks, Brokerage Firms and other financial institutions

     

    Grab your lunch and join Denise Appleby - one of the country’s leading IRA experts - to learn about IRA techniques, or just a get a refresher.

    Dial in from your desk, a conference room or your home.

    • Get tips about how to help your clients with topical issues.
    • Ask questions and get answers.

    Cost:

    • Free if you have a current consulting membership
    • Nonmember rate: $177 for all four sessions.

    To purchase less than all four sessions at $75 each, please use this form.

    100% satisfaction guarantee: If you are not satisfied with the webinars and want a refund, just let us know. We will refund your payment, no questions asked.

    Space is limited: Sign up now to reserve your spot.

    If you are unable to attend any session, you will be given access to the recorded version.

    Scheduled ‘Lunch and Learn IRA” sessions are as follows:

    August 31:  Tips for Stretching IRAs over Multiple Generations

    Topics covered will include:

    • Steps the IRA owner should follow to secure the stretching option for beneficiaries
    • Postmortem planning. How to determine whether beneficiaries need to take action to preserve the stretch option
    • Beneficiary timeline. Steps beneficiaries might need to take to maximize distribution options, and the deadlines by which such steps should be taken.
    • Portability limitations. How beneficiaries should move inherited retirement accounts so as to prevent unintended distributions and preserve the stretch option.

    September 29: Recharacterization Strategies

    Topics covered will include:

    • How to ensure that a recharacterization meets IRS requirements
    • Recharacterization rules for deceased IRA owners
    • How to cherry pick stocks for recharacterizations
    • How to ensure recharacterize amounts are reported as nontaxable

    October 27: The Three Rs of Required Minimum Distributions

    Learn about the 3R’s of RMDs:

    • Rules: The different rules that apply to different types of retirement accounts
    • Roles: The different roles that applies to stakeholders. And
    • Responsibilities: Who is responsible for the various RMD tasks

    Topics covered will include:

    • Identifying owners and beneficiaries who must take RMDs
    • RMD aggregation: When is it permissible and when it’s not
    • Portability and RMDs: When and how can retirement assets be moved in an RMD year
    • RMD mistakes: If when and how they can be fixed.

    November 30: IRA Year-end Planning

    Get a reminder of the transactions that must be done by the end of the year.

    Topics will include:

    • Transactions that must be completed by December 31 in order to count as a transactions for 2017
    • What happens if an IRA custodian misses the year-end deadline and processes the transaction the following year.
    • Transactions that might be eligible for leniency from the IRS, when the applicable deadline is missed.
    • How to apply for leniency for eligible transactions

     

    Handout: A Copy of the PowerPoint Deck, and a booklet about the topics discussed. Booklet includes explanations, quick reference guides and checklists.

     

    SPACE IS LIMITED. REGISTER NOW AND RESERVE YOUR SPOT

    • 24 Sep 2017
    • 12:00 PM - 3:00 PM
    • http://www.nagdca.org/News-Events/Annual-Conference-2017/Agenda
    Denise Appleby will be a speaker at The NAGDCA 2017 Annual Conference Agenda

    Agenda http://www.nagdca.org/News-Events/Annual-Conference-2017/Agenda

    Registration http://www.nagdca.org/News-Events/Annual-Conference-2017/Registration


    Theme: This year's Annual Conference is focused on behavioral economics, benchmarking, and other topics to help your plan continuously improve participant outcomes. We welcome all state/local government plan sponsors and service providers of Section 457, 401(k), 403(b), and other defined contribution plans.

    The conference will be held at the Wisconsin Center. The Headquarter hotel will be the Hilton Milwaukee City Center, a historic Art Deco style hotel with a skywalk to the Wisconsin Center.



    • 02 Oct 2017
    • 1:00 PM - 3:00 PM
    • https://www.surgentcpe.com/webinar-product-details/GMOI-2017-01-WEBNR-213-01

    Presented By

    • Mike Tucker, Ph.D., LL.M., J.D., CPA
    • Denise Appleby, APA, CISP, CRPS, CRC

    2 CE Credits

    Overview

    Years of savings in an IRA or other tax deferred retirement account can be lost to avoidable income tax, IRS penalties and poor tax planning. In many cases, these costs can be avoided by following the provisions in the Internal Revenue Code, IRS regulations and other IRS guidance. These sources, however, are often very complex and can be easily overlooked or misunderstood. This webinar covers 20 tax saving tips that can help account owners avoid pitfalls that frequently cost them a great deal of money.

    Major Topics:

    • One per 12 month rollover rule
    • Rollover tips and traps
    • Options for spousal beneficiaries
    • Net unrealized appreciation
    • Required minimum distributions
    • Roth IRA conversions, recharacterizations and reconversions
    • Pre-age 59 ½ distributions including Form 5329
    • IRA beneficiary related issues and disclaimers

    Learning Objectives

    • Identify and address many commonly encountered issues associated with IRAs

    Designed for:

    Tax advisors counseling clients with IRAs

    Prerequisite:

    A basic understanding of individual income tax

    Advanced Preparation:

    None

    This webinar is offered by Surgent. Please click here to register

    • 22 Nov 2017
    • 1:00 PM - 3:00 PM
    • https://www.surgentcpe.com/webinar-product-details/GMOI-2017-01-WEBNR-213-01

    Presented By

    • Mike Tucker, Ph.D., LL.M., J.D., CPA
    • Denise Appleby, APA, CISP, CRPS, CRC

    2 CE Credits

    Overview

    Years of savings in an IRA or other tax deferred retirement account can be lost to avoidable income tax, IRS penalties and poor tax planning. In many cases, these costs can be avoided by following the provisions in the Internal Revenue Code, IRS regulations and other IRS guidance. These sources, however, are often very complex and can be easily overlooked or misunderstood. This webinar covers 20 tax saving tips that can help account owners avoid pitfalls that frequently cost them a great deal of money.

    Major Topics:

    • One per 12 month rollover rule
    • Rollover tips and traps
    • Options for spousal beneficiaries
    • Net unrealized appreciation
    • Required minimum distributions
    • Roth IRA conversions, recharacterizations and reconversions
    • Pre-age 59 ½ distributions including Form 5329
    • IRA beneficiary related issues and disclaimers

    Learning Objectives

    • Identify and address many commonly encountered issues associated with IRAs

    Designed for:

    Tax advisors counseling clients with IRAs

    Prerequisite:

    A basic understanding of individual income tax

    Advanced Preparation:

    None

    This webinar is offered by Surgent. Please click here to register

Past events

19 Jan 2017 SUBSTANTIALLY EQUAL PERIODIC PAYMENTS (SEPP)/72(t) DISTRIBUTIONS
12 Dec 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
08 Dec 2016 Three Critical Roth Conversion Rules Every Advisor Should Know
06 Dec 2016 FREE Webinar-IRA Year-End Reminders, Updates and Open IRA-Forum
24 Nov 2016 401(k) Plans for Small Business Owners (SBO-K)- Key Reminders
17 Nov 2016 Effective Strategies for Avoiding RMD Mistakes and Penalties
10 Nov 2016 Roth 401(k)s - Fundamentals of Designated Roth Accounts (DRA)s
27 Oct 2016 Rollovers Strategies for Asset Consolidation in retirement accounts : Rules, Limitations and Exceptions for IRAs and other retirement accounts
20 Oct 2016 “Rollovers and Transfers for Employer Plans and IRAs: Before and after death legalities and practical tips"
29 Sep 2016 IRA 4th QTR Reminders, Updates and Open IRA-Forum
18 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
10 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
01 Aug 2016 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
14 Jul 2016 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
24 Jun 2016 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
23 Jun 2016 The New Fiduciary Rules: How They Affect Financial Advisors
23 May 2016 Ins and Outs of Self-Directed IRAs (IOSD)
11 May 2016 Rules for Contributing to Multiple Retirement Plans
04 Apr 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
23 Mar 2016 Tax Planning Tips and Solutions for IRA and Small Business Owners
07 Dec 2015 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
19 Nov 2015 IRA Year-End Reminders, Updates and Open IRA-Forum
13 Nov 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
02 Nov 2015 Surgent's Guide to What You Need to Know About Roth IRA's (RIRA)
28 Oct 2015 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
22 Oct 2015 Simplifying Self-Directed IRAs for You and Your Clients
24 Sep 2015 The Top 5 Roth Conversions and Recharacterization Rules
17 Sep 2015 Ins and Outs of Self-Directed IRAs (IOSD)
16 Sep 2015 All-Star Tax Series -IRAs from A to Z: What Tax Practitioners Need to Know (IRAZ)
27 Aug 2015 The Top Ten SIMPLE IRA Rules
31 Jul 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
21 Apr 2015 Beneficiary Options for IRAs and Employer Sponsored Retirement Plans - Designations, Distributions and Avoiding Traps
07 Apr 2015 An Introduction to rollover and transfers rules for Retirement Accounts
17 Mar 2015 Tax Planning Tips and Solutions for IRA and Small Business Owners
21 Jan 2015 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
17 Dec 2014 Taxation of Traditional IRAs and Roth IRAs
10 Dec 2014 FREE IRA Year-End Updates and Open IRA-Forum
19 Nov 2014 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
12 Nov 2014 Traditional IRA Distributions: Optional, Required, Penalties
22 Oct 2014 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
24 Sep 2014 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
10 Sep 2014 ROTH CONVERSIONS AND RECHARACTERIZATIONS
20 Aug 2014 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
16 Oct 2013 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
18 Sep 2013 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
09 Sep 2013 ROTH CONVERSIONS AND RECHARACTERIZATIONS
23 Jan 2013 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
20 Nov 2012 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
16 Oct 2012 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
18 Sep 2012 ROTH CONVERSIONS AND RECHARACTERIZATIONS
07 Aug 2012 SIMPLE IRAs Simplified
05 Mar 2012 Webinar: SEPP-72(t) Distributions- An overview

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Fax: 888-524-3120

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